The application is open to all interested individuals aspiring to become a registered as Certified Investment Solicitors, Equities Securities Salesmen, Fixed Income Market Salesmen, or Compliance Officer/Associated Persons for Broker-Dealers in the Equities Market.

Requirements

• Read and understand the SEC Privacy Notice for SEC Certification Examinations.

If an applicant submits their application requirements, they automatically consent to the processing of their personal information by the SEC ERTD-MPDD staff for Certification Examination purposes. They also understand that their personal information will be protected with appropriate safeguards and are aware of their rights as data subjects.

Please refer to the latest announcement below for the schedule and application procedures.

• CONDUCT OF CERTIFICATION EXAMINATION USING THE SEC AUTOMATED CERTIFICATION EXAMINATION SYSTEM (SEC ACES) – ADDITIONAL AUGUST 2026 SCHEDULE IN ILOILO CITY 12 August 2026
• CONDUCT OF CERTIFICATION EXAMINATION USING THE SEC AUTOMATED CERTIFICATION EXAMINATION SYSTEM (SEC ACES) – AUGUST 2026 SCHEDULES IN CEBU CITY, ILOILO CITY, AND TARLAC CITY 29 July 2026
• CONDUCT OF CERTIFICATION EXAMINATION USING THE SEC AUTOMATED CERTIFICATION EXAMINATION SYSTEM (SEC ACES) – JULY 2026 SCHEDULES IN CEBU CITY AND ILOILO CITY 10 July 2026

For further queries:

Economic Research and Training Department
Market Professionals Development Division (ERTD-MPDD)

Email: [email protected]

Call: 0998-8413545

8:00 am – 5:00 pm
10th Floor, The SEC Headquarters, 7907 Makati Avenue
Salcedo Village, Brgy. Bel-Air, Makati City