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Notice
2026
- CONDUCT OF CERTIFICATION EXAMINATION USING THE SEC AUTOMATED CERTIFICATION EXAMINATION SYSTEM (SEC ACES) – ADDITIONAL AUGUST 2026 SCHEDULE IN ILOILO CITY 12 August 2026
- CONDUCT OF CERTIFICATION EXAMINATION USING THE SEC AUTOMATED CERTIFICATION EXAMINATION SYSTEM (SEC ACES) – AUGUST 2026 SCHEDULES IN CEBU CITY, ILOILO CITY, AND TARLAC CITY 29 July 2026
- CONDUCT OF CERTIFICATION EXAMINATION USING THE SEC AUTOMATED CERTIFICATION EXAMINATION SYSTEM (SEC ACES) – JULY 2026 SCHEDULES IN CEBU CITY AND ILOILO CITY 10 July 2026
- SEC CERTIFICATION WEBINARS SCHEDULES AND REGISTRATION PROCEDURE BATCH 3 25 June 2026
- IMPLEMENTATION OF THE SEC AUTOMATED CERTIFICATION EXAMINATION SYSTEM (SEC ACES) – INITIAL EXAMINATION SCHEDULES IN CEBU CITY, ILOILO CITY, AND TARLAC CITY 17 June 2026
- SEC CERTIFICATION EXAMINATION SCHEDULES FROM JUNE TO DECEMBER 2026 AT THE SEC HEADQUARTERS, APPLICATION PROCEDURES, AND FULL IMPLEMENTATION OF THE SEC AUTOMATED CERTIFICATION EXAMINATION SYSTEM (ACES) 20 May 2026
- SEC WEBINAR – AML/CFT COMPLIANCE SERIES: UNDERSTANDING CURRENT AND EMERGING ML THREATS THROUGH THE 3RD NATIONAL ML/TF/PF RISK ASSESSMENT 28 April 2026
- CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU ON 26 MAY 2026 24 April 2026
- SEC CERTIFICATION EXAMINATION SCHEDULES IN MAY 2026 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 17 April 2026
- CONDUCT OF SEC CERTIFICATION EXAMINATION IN ILOILO ON 30 APRIL 2026 27 March 2026
- SEC CERTIFICATION EXAMINATION SCHEDULES IN APRIL 2026 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 25 March 2026
- CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU ON 16 APRIL 2026 16 March 2026
- SEC CERTIFICATION WEBINARS SCHEDULES AND REGISTRATION PROCEDURE 13 March 2026
- SEC CERTIFICATION WEBINARS SCHEDULES AND REGISTRATION PROCEDURE 16 January 2026
- SEC CERTIFICATION EXAMINATION SCHEDULES IN THE FIRST QUARTER OF 2026 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 9 January 2026
2025
- CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU ON 27 NOVEMBER 2025 22 October 2025
- SEC CERTIFICATION EXAMINATIONS SCHEDULES IN NOVEMBER AND DECEMBER 2025 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 10 October 2025
- CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU ON 9 OCTOBER 2025 15 September 2025
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITY SECURITIES SALESMEN SCHEDULED ON 6-7 NOVEMBER 2025 AND REGISTRATION PROCEDURE 19 August 2025
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS FOR BROKER-DEALERS IN THE EQUITIES MARKET SCHEDULED ON OCTOBER 23-24, 2025 AND REGISTRATION PROCEDURE 19 August 2025
- SEC CERTIFICATION EXAMINATIONS SCHEDULES IN SEPTEMBER AND OCTOBER 2025 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 18 August 2025
- CONDUCT OF SEC CERTIFICATION WEBINAR FOR THE PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS ON 4-5 SEPTEMBER 2025 AND REGISTRATION PROCEDURE 16 August 2025
- ADOPTION OF THE SEC BODY OF KNOWLEDGE FOR PHASE 1 OF THE SEC CERTIFICATION PROGRAM (“SEC BOOK PHASE 1”) AND ORIENTATION WEBINAR ON 20 AUGUST 2025 15 August 2025
- SEC CERTIFICATION EXAMINATIONS SCHEDULES AND APPLICATION PROCEDURE DURING THE INTERIM IMPLEMENTATION OF SEC ACES IN JULY AND AUGUST 2025 10 June 2025
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN JUNE 2025 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 27 May 2025
- CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU ON 29 MAY 2025 2 May 2025
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MAY 2025 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 15 April 2025
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITY SECURITIES SALESMEN SCHEDULED ON 26-27 JUNE 2025 AND REGISTRATION PROCEDURE 25 March 2025
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS SCHEDULED ON JUNE 19-20, 2025 AND REGISTRATION PROCEDURE 21 March 2025
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN APRIL 2025 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 14 March 2025
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE ON 13-14 MARCH 2025 AND REGISTRATION PROCEDURE 14 February 2025
- CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU IN FEBRUARY 2025 3 February 2025
- SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2025 SCHEDULE AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 21 January 2025
2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN DECEMBER 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 20 November 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN NOVEMBER 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 17 October 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN OCTOBER 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 19 September 2024
- SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS 13 September 2024
- CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU IN SEPTEMBER 2024 29 August 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN SEPTEMBER 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 14 August 2024
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS FOR BROKER-DEALERS IN THE EQUITIES MARKET SCHEDULE 31 July 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 19 July 2024
- CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU IN AUGUST 2024 19 July 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN JULY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 20 June 2024
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN JULY AND APPLICATION PROCEDURE 31 May 2024
- CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU IN JUNE 2024 29 May 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN JUNE 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 17 May 2024
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS FOR BROKER DEALERS IN THE EQUITIES MARKET 8 April 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MAY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 8 April 2024
- EXPOSURE DRAFT OF THE BODIES OF KNOWLEDGE FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION FOR PROSPECTIVE CAPITAL MARKET PROFESSIONALS 5 April 2024
- CONDUCT OF SEC CERTIFICATION EXAMINATIONS IN CAGAYAN DE ORO, ILOILO, AND PALAWAN 15 March 2024
- SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS IN APRIL AND APPLICATION PROCEDURE 1 March 2024
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN MARCH AND APPLICATION PROCEDURE 15 February 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MARCH AND APRIL 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 15 February 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN FEBRUARY AND MARCH IN CEBU AND DAVAO AND APPLICATION PROCEDURE 29 January 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN JANUARY AND FEBRUARY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 5 January 2024
2023
- SEC CERTIFICATION EXAMINATION SCHEDULE IN DAVAO AND APPLICATION PROCEDURE 15 November 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN NOVEMBER AND DECEMBER 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 13 November 2023
- SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 29 September 2023
- SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 15 September 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN SEPTEMBER AND OCTOBER 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 6 September 2023
- SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATIONS SCHEDULE AND APPLICATION PROCEDURE 15 August 2023
- SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 7 August 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST AND SEPTEMBER AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 7 August 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN AUGUST AT THE HEADQUARTERS AND APPLICATION PROCEDURE 19 July 2023
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS IN THE EQUITIES MARKET SCHEDULE AND APPLICATION PROCEDURE 19 July 2023
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE AND APPLICATION PROCEDURE 19 June 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE HEADQUARTERS AND APPLICATION PROCEDURE 31 May 2023
- SEC CERTIFICATION WEBINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION SCHEDULE AND APPLICATION PROCEDURE 31 May 2023
- Guidelines on the Health and Safety Protocols to be Observed in the Conduct of the SEC Certification Examinations (as of 31 May 2023) 31 May 2023
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ ASSOCIATED PERSONS IN THE EQUITIES MARKET IN MAY AND APPLICATION PROCEDURE 3 May 2023
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN APRIL AND APPLICATION PROCEDURE 21 March 2023
- SEC CERTIFICATION EXAMINATIONS SCHEDULE FOR APRIL 2023 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 21 March 2023
- SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2023 SCHEDULE AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 13 February 2023
- GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 13 February 2023
2022
- SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 3 October 2022
- SEC CERTIFICATION WEBINAR FOR PHASE 1 SCHEDULE AND APPLICATION PROCEDURE 9 August 2022
- TRANSFER OF THE SEC EXAMINATION ROOM TO THE SEC HEADQUARTERS IN MAKATI CITY BEGINNING 27 JUNE 2022 22 June 2022
- SEC CERTIFICATION EXAMINATIONS (PAPER AND PEN) SCHEDULE IN PROVINCES AND APPLICATION PROCEDURE 26 May 2022
- GUIDELINES ON THE HEALTH AND SAFETY PROTOCOLS TO BE OBSERVED IN THE CONDUCT OF THE SEC CERTIFICATION EXAMINATIONS DURING THE COVID-19 PANDEMIC 26 May 2022
- SEC CERTIFICATION EXAMINATIONS 2ND SEMESTER 2022 SCHEDULE AT THE HEAD OFFICE AND APPLICATION PROCEDURE 26 May 2022
- SEC CERTIFICATION WEBINAR SCHEDULE AND APPLICATION PROCEDURE 6 April 2022
- SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 2 February 2022
2021
- RESUMPTION OF SEC CERTIFICATION EXAMINATIONS 26 October 2021
- CANCELLATION OF SEC CERTIFICATION EXAMINATIONS STARTING 16 SEPTEMBER 2021 15 September 2021
- RESUMPTION OF SEC CERTIFICATION EXAMINATIONS 3 September 2021
- CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD 31 August 2021
- CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD 22 August 2021
- CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE ENHANCED COMMUNITY QUARANTINE PERIOD (06 AUGUST 2021 TO 20 AUGUST 2021) 3 August 2021
- SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE FOR THE PERIOD APRIL – DECEMBER 2021 AND APPLICATION PROCEDURE 1 February 2021
- SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2021 SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 4 January 2021
2020
- SEC CERTIFICATION EXAMINATION SCHEDULE FOR THE 4th QUARTER OF 2020 10 September 2020
- SEC CERTIFICATION EXAMINATIONS GUIDELINES 27 August 2020
- SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 5 June 2020
- CANCELLATION OF ALL SCHEDULED SEC CERTIFICATION EXAMINATIONS 12 March 2020
- Reschedule of Examination 3 February 2020