The application is open to all interested individuals aspiring to become a registered as Certified Investment Solicitors, Equities Securities Salesmen, Fixed Income Market Salesmen, or Compliance Officer/Associated Persons for Broker-Dealers in the Equities Market.

Requirements

• Read and understand the SEC Privacy Notice for SEC Certification Webinar.

If an applicant submits their application requirements, they automatically consent to the processing of their personal information by the SEC ERTD-MPDD staff for Certification Webinar purposes. They also understand that their personal information will be protected with appropriate safeguards and are aware of their rights as data subjects.

Please refer to the latest announcement below for the schedule and application procedures.

For further queries:

Economic Research and Training Department
Market Professionals Development Division (ERTD-MPDD)

Email: [email protected]

Call: 0998-8413545

8:00 am – 5:00 pm
10th Floor, The SEC Headquarters, 7907 Makati Avenue
Salcedo Village, Brgy. Bel-Air, Makati City